{"identifier":"/us/usc/t12/s5301","title":12,"num":"\u00a7\u202f5301.","heading":"Definitions","text":"\u00a7\u202f5301.\nDefinitions\nAs used in this Act, the following definitions shall apply, except as the context otherwise requires or as otherwise specifically provided in this Act:\n(1)\nAffiliate\nThe term \u201caffiliate\u201d has the same meaning as in\nsection 1813 of this title\n(2)\nAppropriate Federal banking agency\nOn and after the transfer date, the term \u201cappropriate Federal banking agency\u201d has the same meaning as in\nsection 1813(q) of this title\n1\n1 See References in Text note below.\n(3)\nBoard of Governors\nThe term \u201cBoard of Governors\u201d means the Board of Governors of the Federal Reserve System.\n(4)\nBureau\nThe term \u201cBureau\u201d means the Bureau of Consumer Financial Protection established under title X.\n1\n(5)\nCommission\nThe term \u201cCommission\u201d means the Securities and Exchange Commission, except in the context of the Commodity Futures Trading Commission.\n(6)\nCommodity futures terms\nThe terms \u201cfutures commission merchant\u201d, \u201cswap\u201d, \u201cswap dealer\u201d, \u201cswap execution facility\u201d, \u201cderivatives clearing organization\u201d, \u201cboard of trade\u201d, \u201ccommodity trading advisor\u201d, \u201ccommodity pool\u201d, and \u201ccommodity pool operator\u201d have the same meanings as given the terms in section 1a of the Commodity Exchange Act (\n7 U.S.C. 1\n7 U.S.C. 1a\n(7)\nCorporation\nThe term \u201cCorporation\u201d means the Federal Deposit Insurance Corporation.\n(8)\nCouncil\nThe term \u201cCouncil\u201d means the Financial Stability Oversight Council established under subchapter I.\n(9)\nCredit union\nThe term \u201ccredit union\u201d means a Federal credit union, State credit union, or State-chartered credit union, as those terms are defined in\nsection 1752 of this title\n(10)\nFederal banking agency\nThe term\u2014\n(A) \u201cFederal banking agency\u201d means, individually, the Board of Governors, the Office of the Comptroller of the Currency, and the Corporation; and\n(B) \u201cFederal banking agencies\u201d means all of the agencies referred to in subparagraph (A), collectively.\n(11)\nFunctionally regulated subsidiary\nThe term \u201cfunctionally regulated subsidiary\u201d has the same meaning as in\nsection 1844(c)(5) of this title\n(12)\nPrimary financial regulatory agency\nThe term \u201cprimary financial regulatory agency\u201d means\u2014\n(A) the appropriate Federal banking agency, with respect to institutions described in\nsection 1813(q) of this title\n(B) the Securities and Exchange Commission, with respect to\u2014\n(i) any broker or dealer that is registered with the Commission under the Securities Exchange Act of 1934 [\n15 U.S.C. 78a\n(ii) any investment company that is registered with the Commission under the Investment Company Act of 1940 [\n15 U.S.C. 80a\u20131\n(iii) any investment adviser that is registered with the Commission under the Investment Advisers Act of 1940 [\n15 U.S.C. 80b\u20131\n(iv) any clearing agency registered with the Commission under the Securities Exchange Act of 1934, with respect to the activities of the clearing agency that require the agency to be registered under such Act;\n(v) any nationally recognized statistical rating organization registered with the Commission under the Securities Exchange Act of 1934;\n(vi) any transfer agent registered with the Commission under the Securities Exchange Act of 1934;\n(vii) any exchange registered as a national securities exchange with the Commission under the Securities Exchange Act of 1934;\n(viii) any national securities association registered with the Commission under the Securities Exchange Act of 1934;\n(ix) any securities information processor registered with the Commission under the Securities Exchange Act of 1934;\n(x) the Municipal Securities Rulemaking Board established under the Securities Exchange Act of 1934;\n(xi) the Public Company Accounting Oversight Board established under the Sarbanes-Oxley Act of 2002 (\n15 U.S.C. 7211\n(xii) the Securities Investor Protection Corporation established under the Securities Investor Protection Act of 1970 (\n15 U.S.C. 78aaa\n(xiii) any security-based swap execution facility, security-based swap data repository, security-based swap dealer or major security-based swap participant registered with the Commission under the Securities Exchange Act of 1934, with respect to the security-based swap activities of the person that require such person to be registered under such Act;\n(C) the Commodity Futures Trading Commission, with respect to\u2014\n(i) any futures commission merchant registered with the Commodity Futures Trading Commission under the Commodity Exchange Act (\n7 U.S.C. 1\n(ii) any commodity pool operator registered with the Commodity Futures Trading Commission under the Commodity Exchange Act (\n7 U.S.C. 1\n(iii) any commodity trading advisor or introducing broker registered with the Commodity Futures Trading Commission under the Commodity Exchange Act (\n7 U.S.C. 1\n(iv) any derivatives clearing organization registered with the Commodity Futures Trading Commission under the Commodity Exchange Act (\n7 U.S.C. 1\n(v) any board of trade designated as a contract market by the Commodity Futures Trading Commission under the Commodity Exchange Act (\n7 U.S.C. 1\n(vi) any futures association registered with the Commodity Futures Trading Commission under the Commodity Exchange Act (\n7 U.S.C. 1\n(vii) any retail foreign exchange dealer registered with the Commodity Futures Trading Commission under the Commodity Exchange Act (\n7 U.S.C. 1\n(viii) any swap execution facility, swap data repository, swap dealer, or major swap participant registered with the Commodity Futures Trading Commission under the Commodity Exchange Act (\n7 U.S.C. 1\n(ix) any registered entity under the Commodity Exchange Act (\n7 U.S.C. 1\n(D) the State insurance authority of the State in which an insurance company is domiciled, with respect to the insurance activities and activities that are incidental to such insurance activities of an insurance company that is subject to supervision by the State insurance authority under State insurance law; and\n(E) the Federal Housing Finance Agency, with respect to Federal Home Loan Banks or the Federal Home Loan Bank System, and with respect to the Federal National Mortgage Association or the Federal Home Loan Mortgage Corporation.\n(13)\nPrudential standards\nThe term \u201cprudential standards\u201d means enhanced supervision and regulatory standards developed by the Board of Governors under\nsection 5365 of this title\n(14)\nSecretary\nThe term \u201cSecretary\u201d means the Secretary of the Treasury.\n(15)\nSecurities terms\nThe\u2014\n(A) terms \u201cbroker\u201d, \u201cdealer\u201d, \u201cissuer\u201d, \u201cnationally recognized statistical rating organization\u201d, \u201csecurity\u201d, and \u201csecurities laws\u201d have the same meanings as in section 3 of the Securities Exchange Act of 1934 (\n15 U.S.C. 78c\n(B) term \u201cinvestment adviser\u201d has the same meaning as in section 202 of the Investment Advisers Act of 1940 (\n15 U.S.C. 80b\u20132\n(C) term \u201cinvestment company\u201d has the same meaning as in section 3 of the Investment Company Act of 1940 (\n15 U.S.C. 80a\u20133\n(16)\nState\nThe term \u201cState\u201d means any State, commonwealth, territory, or possession of the United States, the District of Columbia, the Commonwealth of Puerto Rico, the Commonwealth of the Northern Mariana Islands, American Samoa, Guam, or the United States Virgin Islands.\n(17)\nTransfer date\nThe term \u201ctransfer date\u201d means the date established under\nsection 5411 of this title\n(18)\nOther incorporated definitions\n(A)\nFederal Deposit Insurance Act\nThe terms \u201cbank\u201d, \u201cbank holding company\u201d, \u201ccontrol\u201d, \u201cdeposit\u201d, \u201cdepository institution\u201d, \u201cFederal depository institution\u201d, \u201cFederal savings association\u201d, \u201cforeign bank\u201d, \u201cincluding\u201d, \u201cinsured branch\u201d, \u201cinsured depository institution\u201d, \u201cnational member bank\u201d, \u201cnational nonmember bank\u201d, \u201csavings association\u201d, \u201cState bank\u201d, \u201cState depository institution\u201d, \u201cState member bank\u201d, \u201cState nonmember bank\u201d, \u201cState savings association\u201d, and \u201csubsidiary\u201d have the same meanings as in\nsection 1813 of this title\n(B)\nHolding companies\nThe term\u2014\n(i) \u201cbank holding company\u201d has the same meaning as in\nsection 1841 of this title\n(ii) \u201cfinancial holding company\u201d has the same meaning as in\nsection 1841(p) of this title\n(iii) \u201csavings and loan holding company\u201d has the same meaning as in\nsection 1467a(a) of this title","url":"https://projectusc.org/usc/t12/s5301.html","content":[{"t":"sec","id":"/us/usc/t12/s5301","children":[{"t":"num","text":"\u00a7\u202f5301."},{"t":"heading","text":"Definitions","tail":"\n"},{"t":"chapeau","text":"As used in this Act, the following definitions shall apply, except as the context otherwise requires or as otherwise specifically provided in this Act:"},{"t":"para","id":"/us/usc/t12/s5301/1","children":[{"t":"num","text":"(1)"},{"t":"heading","text":"Affiliate"},{"t":"content","children":[{"t":"p","text":"The term \u201caffiliate\u201d has the same meaning as in ","children":[{"t":"ref","text":"section 1813 of this title","href":"/us/usc/t12/s1813","tail":"."}],"tail":"\n"}],"tail":"\n"}],"tail":"\n"},{"t":"para","id":"/us/usc/t12/s5301/2","children":[{"t":"num","text":"(2)"},{"t":"heading","text":"Appropriate Federal banking agency"},{"t":"content","children":[{"t":"p","text":"On and after the transfer date, the term \u201cappropriate Federal banking agency\u201d has the same meaning as in ","children":[{"t":"ref","text":"section 1813(q) of this title","href":"/us/usc/t12/s1813/q","tail":", as amended by title III."},{"t":"ref","text":"1"},{"t":"num","text":"1","tail":"\u202fSee References in Text note below."},{"t":"text","text":"\u202fSee References in Text note below."}],"tail":"\n"}],"tail":"\n"}],"tail":"\n"},{"t":"para","id":"/us/usc/t12/s5301/3","children":[{"t":"num","text":"(3)"},{"t":"heading","text":"Board of Governors"},{"t":"content","children":[{"t":"p","text":"The term \u201cBoard of Governors\u201d means the Board of Governors of the Federal Reserve System.","tail":"\n"}],"tail":"\n"}],"tail":"\n"},{"t":"para","id":"/us/usc/t12/s5301/4","children":[{"t":"num","text":"(4)"},{"t":"heading","text":"Bureau"},{"t":"content","children":[{"t":"p","text":"The term \u201cBureau\u201d means the Bureau of Consumer Financial Protection established under title X.","children":[{"t":"text","text":"1"}],"tail":"\n"}],"tail":"\n"}],"tail":"\n"},{"t":"para","id":"/us/usc/t12/s5301/5","children":[{"t":"num","text":"(5)"},{"t":"heading","text":"Commission"},{"t":"content","children":[{"t":"p","text":"The term \u201cCommission\u201d means the Securities and Exchange Commission, except in the context of the Commodity Futures Trading Commission.","tail":"\n"}],"tail":"\n"}],"tail":"\n"},{"t":"para","id":"/us/usc/t12/s5301/6","children":[{"t":"num","text":"(6)"},{"t":"heading","text":"Commodity futures terms"},{"t":"content","children":[{"t":"p","text":"The terms \u201cfutures commission merchant\u201d, \u201cswap\u201d, \u201cswap dealer\u201d, \u201cswap execution facility\u201d, \u201cderivatives clearing organization\u201d, \u201cboard of trade\u201d, \u201ccommodity trading advisor\u201d, \u201ccommodity pool\u201d, and \u201ccommodity pool operator\u201d have the same meanings as given the terms in section 1a of the Commodity Exchange Act (","children":[{"t":"ref","text":"7 U.S.C. 1","href":"/us/usc/t7/s1","tail":" et seq.) ["},{"t":"ref","text":"7 U.S.C. 1a","href":"/us/usc/t7/s1a","tail":"]."}],"tail":"\n"}],"tail":"\n"}],"tail":"\n"},{"t":"para","id":"/us/usc/t12/s5301/7","children":[{"t":"num","text":"(7)"},{"t":"heading","text":"Corporation"},{"t":"content","children":[{"t":"p","text":"The term \u201cCorporation\u201d means the Federal Deposit Insurance Corporation.","tail":"\n"}],"tail":"\n"}],"tail":"\n"},{"t":"para","id":"/us/usc/t12/s5301/8","children":[{"t":"num","text":"(8)"},{"t":"heading","text":"Council"},{"t":"content","children":[{"t":"p","text":"The term \u201cCouncil\u201d means the Financial Stability Oversight Council established under subchapter I.","tail":"\n"}],"tail":"\n"}],"tail":"\n"},{"t":"para","id":"/us/usc/t12/s5301/9","children":[{"t":"num","text":"(9)"},{"t":"heading","text":"Credit union"},{"t":"content","children":[{"t":"p","text":"The term \u201ccredit union\u201d means a Federal credit union, State credit union, or State-chartered credit union, as those terms are defined in ","children":[{"t":"ref","text":"section 1752 of this title","href":"/us/usc/t12/s1752","tail":"."}],"tail":"\n"}],"tail":"\n"}],"tail":"\n"},{"t":"para","id":"/us/usc/t12/s5301/10","children":[{"t":"num","text":"(10)"},{"t":"heading","text":"Federal banking agency"},{"t":"chapeau","text":"The term\u2014"},{"t":"subpara","id":"/us/usc/t12/s5301/10/A","children":[{"t":"num","text":"(A)"},{"t":"content","text":" \u201cFederal banking agency\u201d means, individually, the Board of Governors, the Office of the Comptroller of the Currency, and the Corporation; and","tail":"\n"}],"tail":"\n"},{"t":"subpara","id":"/us/usc/t12/s5301/10/B","children":[{"t":"num","text":"(B)"},{"t":"content","text":" \u201cFederal banking agencies\u201d means all of the agencies referred to in subparagraph (A), collectively.","tail":"\n"}],"tail":"\n"}],"tail":"\n"},{"t":"para","id":"/us/usc/t12/s5301/11","children":[{"t":"num","text":"(11)"},{"t":"heading","text":"Functionally regulated subsidiary"},{"t":"content","children":[{"t":"p","text":"The term \u201cfunctionally regulated subsidiary\u201d has the same meaning as in ","children":[{"t":"ref","text":"section 1844(c)(5) of this title","href":"/us/usc/t12/s1844/c/5","tail":"."}],"tail":"\n"}],"tail":"\n"}],"tail":"\n"},{"t":"para","id":"/us/usc/t12/s5301/12","children":[{"t":"num","text":"(12)"},{"t":"heading","text":"Primary financial regulatory agency"},{"t":"chapeau","text":"The term \u201cprimary financial regulatory agency\u201d means\u2014"},{"t":"subpara","id":"/us/usc/t12/s5301/12/A","children":[{"t":"num","text":"(A)"},{"t":"content","text":" the appropriate Federal banking agency, with respect to institutions described in ","children":[{"t":"ref","text":"section 1813(q) of this title","href":"/us/usc/t12/s1813/q","tail":", except to the extent that an institution is or the activities of an institution are otherwise described in subparagraph (B), (C), (D), or (E);"}],"tail":"\n"}],"tail":"\n"},{"t":"subpara","id":"/us/usc/t12/s5301/12/B","children":[{"t":"num","text":"(B)"},{"t":"chapeau","text":" the Securities and Exchange Commission, with respect to\u2014"},{"t":"clause","id":"/us/usc/t12/s5301/12/B/i","children":[{"t":"num","text":"(i)"},{"t":"content","text":" any broker or dealer that is registered with the Commission under the Securities Exchange Act of 1934 [","children":[{"t":"ref","text":"15 U.S.C. 78a","href":"/us/usc/t15/s78a","tail":" et seq.], with respect to the activities of the broker or dealer that require the broker or dealer to be registered under that Act;"}],"tail":"\n"}],"tail":"\n"},{"t":"clause","id":"/us/usc/t12/s5301/12/B/ii","children":[{"t":"num","text":"(ii)"},{"t":"content","text":" any investment company that is registered with the Commission under the Investment Company Act of 1940 [","children":[{"t":"ref","text":"15 U.S.C. 80a\u20131","href":"/us/usc/t15/s80a\u20131","tail":" et seq.], with respect to the activities of the investment company that require the investment company to be registered under that Act;"}],"tail":"\n"}],"tail":"\n"},{"t":"clause","id":"/us/usc/t12/s5301/12/B/iii","children":[{"t":"num","text":"(iii)"},{"t":"content","text":" any investment adviser that is registered with the Commission under the Investment Advisers Act of 1940 [","children":[{"t":"ref","text":"15 U.S.C. 80b\u20131","href":"/us/usc/t15/s80b\u20131","tail":" et seq.], with respect to the investment advisory activities of such company and activities that are incidental to such advisory activities;"}],"tail":"\n"}],"tail":"\n"},{"t":"clause","id":"/us/usc/t12/s5301/12/B/iv","children":[{"t":"num","text":"(iv)"},{"t":"content","text":" any clearing agency registered with the Commission under the Securities Exchange Act of 1934, with respect to the activities of the clearing agency that require the agency to be registered under such Act;","tail":"\n"}],"tail":"\n"},{"t":"clause","id":"/us/usc/t12/s5301/12/B/v","children":[{"t":"num","text":"(v)"},{"t":"content","text":" any nationally recognized statistical rating organization registered with the Commission under the Securities Exchange Act of 1934;","tail":"\n"}],"tail":"\n"},{"t":"clause","id":"/us/usc/t12/s5301/12/B/vi","children":[{"t":"num","text":"(vi)"},{"t":"content","text":" any transfer agent registered with the Commission under the Securities Exchange Act of 1934;","tail":"\n"}],"tail":"\n"},{"t":"clause","id":"/us/usc/t12/s5301/12/B/vii","children":[{"t":"num","text":"(vii)"},{"t":"content","text":" any exchange registered as a national securities exchange with the Commission under the Securities Exchange Act of 1934;","tail":"\n"}],"tail":"\n"},{"t":"clause","id":"/us/usc/t12/s5301/12/B/viii","children":[{"t":"num","text":"(viii)"},{"t":"content","text":" any national securities association registered with the Commission under the Securities Exchange Act of 1934;","tail":"\n"}],"tail":"\n"},{"t":"clause","id":"/us/usc/t12/s5301/12/B/ix","children":[{"t":"num","text":"(ix)"},{"t":"content","text":" any securities information processor registered with the Commission under the Securities Exchange Act of 1934;","tail":"\n"}],"tail":"\n"},{"t":"clause","id":"/us/usc/t12/s5301/12/B/x","children":[{"t":"num","text":"(x)"},{"t":"content","text":" the Municipal Securities Rulemaking Board established under the Securities Exchange Act of 1934;","tail":"\n"}],"tail":"\n"},{"t":"clause","id":"/us/usc/t12/s5301/12/B/xi","children":[{"t":"num","text":"(xi)"},{"t":"content","text":" the Public Company Accounting Oversight Board established under the Sarbanes-Oxley Act of 2002 (","children":[{"t":"ref","text":"15 U.S.C. 7211","href":"/us/usc/t15/s7211","tail":" et seq.);"}],"tail":"\n"}],"tail":"\n"},{"t":"clause","id":"/us/usc/t12/s5301/12/B/xii","children":[{"t":"num","text":"(xii)"},{"t":"content","text":" the Securities Investor Protection Corporation established under the Securities Investor Protection Act of 1970 (","children":[{"t":"ref","text":"15 U.S.C. 78aaa","href":"/us/usc/t15/s78aaa","tail":" et seq.); and"}],"tail":"\n"}],"tail":"\n"},{"t":"clause","id":"/us/usc/t12/s5301/12/B/xiii","children":[{"t":"num","text":"(xiii)"},{"t":"content","text":" any security-based swap execution facility, security-based swap data repository, security-based swap dealer or major security-based swap participant registered with the Commission under the Securities Exchange Act of 1934, with respect to the security-based swap activities of the person that require such person to be registered under such Act;","tail":"\n"}],"tail":"\n"}],"tail":"\n"},{"t":"subpara","id":"/us/usc/t12/s5301/12/C","children":[{"t":"num","text":"(C)"},{"t":"chapeau","text":" the Commodity Futures Trading Commission, with respect to\u2014"},{"t":"clause","id":"/us/usc/t12/s5301/12/C/i","children":[{"t":"num","text":"(i)"},{"t":"content","text":" any futures commission merchant registered with the Commodity Futures Trading Commission under the Commodity Exchange Act (","children":[{"t":"ref","text":"7 U.S.C. 1","href":"/us/usc/t7/s1","tail":" et seq.), with respect to the activities of the futures commission merchant that require the futures commission merchant to be registered under that Act;"}],"tail":"\n"}],"tail":"\n"},{"t":"clause","id":"/us/usc/t12/s5301/12/C/ii","children":[{"t":"num","text":"(ii)"},{"t":"content","text":" any commodity pool operator registered with the Commodity Futures Trading Commission under the Commodity Exchange Act (","children":[{"t":"ref","text":"7 U.S.C. 1","href":"/us/usc/t7/s1","tail":" et seq.), with respect to the activities of the commodity pool operator that require the commodity pool operator to be registered under that Act, or a commodity pool, as defined in that Act;"}],"tail":"\n"}],"tail":"\n"},{"t":"clause","id":"/us/usc/t12/s5301/12/C/iii","children":[{"t":"num","text":"(iii)"},{"t":"content","text":" any commodity trading advisor or introducing broker registered with the Commodity Futures Trading Commission under the Commodity Exchange Act (","children":[{"t":"ref","text":"7 U.S.C. 1","href":"/us/usc/t7/s1","tail":" et seq.), with respect to the activities of the commodity trading advisor or introducing broker that require the commodity trading adviser or introducing broker to be registered under that Act;"}],"tail":"\n"}],"tail":"\n"},{"t":"clause","id":"/us/usc/t12/s5301/12/C/iv","children":[{"t":"num","text":"(iv)"},{"t":"content","text":" any derivatives clearing organization registered with the Commodity Futures Trading Commission under the Commodity Exchange Act (","children":[{"t":"ref","text":"7 U.S.C. 1","href":"/us/usc/t7/s1","tail":" et seq.), with respect to the activities of the derivatives clearing organization that require the derivatives clearing organization to be registered under that Act;"}],"tail":"\n"}],"tail":"\n"},{"t":"clause","id":"/us/usc/t12/s5301/12/C/v","children":[{"t":"num","text":"(v)"},{"t":"content","text":" any board of trade designated as a contract market by the Commodity Futures Trading Commission under the Commodity Exchange Act (","children":[{"t":"ref","text":"7 U.S.C. 1","href":"/us/usc/t7/s1","tail":" et seq.);"}],"tail":"\n"}],"tail":"\n"},{"t":"clause","id":"/us/usc/t12/s5301/12/C/vi","children":[{"t":"num","text":"(vi)"},{"t":"content","text":" any futures association registered with the Commodity Futures Trading Commission under the Commodity Exchange Act (","children":[{"t":"ref","text":"7 U.S.C. 1","href":"/us/usc/t7/s1","tail":" et seq.);"}],"tail":"\n"}],"tail":"\n"},{"t":"clause","id":"/us/usc/t12/s5301/12/C/vii","children":[{"t":"num","text":"(vii)"},{"t":"content","text":" any retail foreign exchange dealer registered with the Commodity Futures Trading Commission under the Commodity Exchange Act (","children":[{"t":"ref","text":"7 U.S.C. 1","href":"/us/usc/t7/s1","tail":" et seq.), with respect to the activities of the retail foreign exchange dealer that require the retail foreign exchange dealer to be registered under that Act;"}],"tail":"\n"}],"tail":"\n"},{"t":"clause","id":"/us/usc/t12/s5301/12/C/viii","children":[{"t":"num","text":"(viii)"},{"t":"content","text":" any swap execution facility, swap data repository, swap dealer, or major swap participant registered with the Commodity Futures Trading Commission under the Commodity Exchange Act (","children":[{"t":"ref","text":"7 U.S.C. 1","href":"/us/usc/t7/s1","tail":" et seq.) with respect to the swap activities of the person that require such person to be registered under that Act; and"}],"tail":"\n"}],"tail":"\n"},{"t":"clause","id":"/us/usc/t12/s5301/12/C/ix","children":[{"t":"num","text":"(ix)"},{"t":"content","text":" any registered entity under the Commodity Exchange Act (","children":[{"t":"ref","text":"7 U.S.C. 1","href":"/us/usc/t7/s1","tail":" et seq.), with respect to the activities of the registered entity that require the registered entity to be registered under that Act;"}],"tail":"\n"}],"tail":"\n"}],"tail":"\n"},{"t":"subpara","id":"/us/usc/t12/s5301/12/D","children":[{"t":"num","text":"(D)"},{"t":"content","text":" the State insurance authority of the State in which an insurance company is domiciled, with respect to the insurance activities and activities that are incidental to such insurance activities of an insurance company that is subject to supervision by the State insurance authority under State insurance law; and","tail":"\n"}],"tail":"\n"},{"t":"subpara","id":"/us/usc/t12/s5301/12/E","children":[{"t":"num","text":"(E)"},{"t":"content","text":" the Federal Housing Finance Agency, with respect to Federal Home Loan Banks or the Federal Home Loan Bank System, and with respect to the Federal National Mortgage Association or the Federal Home Loan Mortgage Corporation.","tail":"\n"}],"tail":"\n"}],"tail":"\n"},{"t":"para","id":"/us/usc/t12/s5301/13","children":[{"t":"num","text":"(13)"},{"t":"heading","text":"Prudential standards"},{"t":"content","children":[{"t":"p","text":"The term \u201cprudential standards\u201d means enhanced supervision and regulatory standards developed by the Board of Governors under ","children":[{"t":"ref","text":"section 5365 of this title","href":"/us/usc/t12/s5365","tail":"."}],"tail":"\n"}],"tail":"\n"}],"tail":"\n"},{"t":"para","id":"/us/usc/t12/s5301/14","children":[{"t":"num","text":"(14)"},{"t":"heading","text":"Secretary"},{"t":"content","children":[{"t":"p","text":"The term \u201cSecretary\u201d means the Secretary of the Treasury.","tail":"\n"}],"tail":"\n"}],"tail":"\n"},{"t":"para","id":"/us/usc/t12/s5301/15","children":[{"t":"num","text":"(15)"},{"t":"heading","text":"Securities terms"},{"t":"chapeau","text":"The\u2014"},{"t":"subpara","id":"/us/usc/t12/s5301/15/A","children":[{"t":"num","text":"(A)"},{"t":"content","text":" terms \u201cbroker\u201d, \u201cdealer\u201d, \u201cissuer\u201d, \u201cnationally recognized statistical rating organization\u201d, \u201csecurity\u201d, and \u201csecurities laws\u201d have the same meanings as in section 3 of the Securities Exchange Act of 1934 (","children":[{"t":"ref","text":"15 U.S.C. 78c","href":"/us/usc/t15/s78c","tail":");"}],"tail":"\n"}],"tail":"\n"},{"t":"subpara","id":"/us/usc/t12/s5301/15/B","children":[{"t":"num","text":"(B)"},{"t":"content","text":" term \u201cinvestment adviser\u201d has the same meaning as in section 202 of the Investment Advisers Act of 1940 (","children":[{"t":"ref","text":"15 U.S.C. 80b\u20132","href":"/us/usc/t15/s80b\u20132","tail":"); and"}],"tail":"\n"}],"tail":"\n"},{"t":"subpara","id":"/us/usc/t12/s5301/15/C","children":[{"t":"num","text":"(C)"},{"t":"content","text":" term \u201cinvestment company\u201d has the same meaning as in section 3 of the Investment Company Act of 1940 (","children":[{"t":"ref","text":"15 U.S.C. 80a\u20133","href":"/us/usc/t15/s80a\u20133","tail":")."}],"tail":"\n"}],"tail":"\n"}],"tail":"\n"},{"t":"para","id":"/us/usc/t12/s5301/16","children":[{"t":"num","text":"(16)"},{"t":"heading","text":"State"},{"t":"content","children":[{"t":"p","text":"The term \u201cState\u201d means any State, commonwealth, territory, or possession of the United States, the District of Columbia, the Commonwealth of Puerto Rico, the Commonwealth of the Northern Mariana Islands, American Samoa, Guam, or the United States Virgin Islands.","tail":"\n"}],"tail":"\n"}],"tail":"\n"},{"t":"para","id":"/us/usc/t12/s5301/17","children":[{"t":"num","text":"(17)"},{"t":"heading","text":"Transfer date"},{"t":"content","children":[{"t":"p","text":"The term \u201ctransfer date\u201d means the date established under ","children":[{"t":"ref","text":"section 5411 of this title","href":"/us/usc/t12/s5411","tail":"."}],"tail":"\n"}],"tail":"\n"}],"tail":"\n"},{"t":"para","id":"/us/usc/t12/s5301/18","children":[{"t":"num","text":"(18)"},{"t":"heading","text":"Other incorporated definitions"},{"t":"subpara","id":"/us/usc/t12/s5301/18/A","children":[{"t":"num","text":"(A)"},{"t":"heading","text":"Federal Deposit Insurance Act"},{"t":"content","children":[{"t":"p","text":"The terms \u201cbank\u201d, \u201cbank holding company\u201d, \u201ccontrol\u201d, \u201cdeposit\u201d, \u201cdepository institution\u201d, \u201cFederal depository institution\u201d, \u201cFederal savings association\u201d, \u201cforeign bank\u201d, \u201cincluding\u201d, \u201cinsured branch\u201d, \u201cinsured depository institution\u201d, \u201cnational member bank\u201d, \u201cnational nonmember bank\u201d, \u201csavings association\u201d, \u201cState bank\u201d, \u201cState depository institution\u201d, \u201cState member bank\u201d, \u201cState nonmember bank\u201d, \u201cState savings association\u201d, and \u201csubsidiary\u201d have the same meanings as in ","children":[{"t":"ref","text":"section 1813 of this title","href":"/us/usc/t12/s1813","tail":"."}],"tail":"\n"}],"tail":"\n"}],"tail":"\n"},{"t":"subpara","id":"/us/usc/t12/s5301/18/B","children":[{"t":"num","text":"(B)"},{"t":"heading","text":"Holding companies"},{"t":"chapeau","text":"The term\u2014"},{"t":"clause","id":"/us/usc/t12/s5301/18/B/i","children":[{"t":"num","text":"(i)"},{"t":"content","text":" \u201cbank holding company\u201d has the same meaning as in ","children":[{"t":"ref","text":"section 1841 of this title","href":"/us/usc/t12/s1841","tail":";"}],"tail":"\n"}],"tail":"\n"},{"t":"clause","id":"/us/usc/t12/s5301/18/B/ii","children":[{"t":"num","text":"(ii)"},{"t":"content","text":" \u201cfinancial holding company\u201d has the same meaning as in ","children":[{"t":"ref","text":"section 1841(p) of this title","href":"/us/usc/t12/s1841/p","tail":"; and"}],"tail":"\n"}],"tail":"\n"},{"t":"clause","id":"/us/usc/t12/s5301/18/B/iii","children":[{"t":"num","text":"(iii)"},{"t":"content","text":" \u201csavings and loan holding company\u201d has the same meaning as in ","children":[{"t":"ref","text":"section 1467a(a) of this title","href":"/us/usc/t12/s1467a/a","tail":"."}],"tail":"\n"}],"tail":"\n"}],"tail":"\n"}],"tail":"\n"},{"t":"text","text":"\n"},{"t":"text","text":"\n"}]}]}