CHAPTER 2A — Securities and Trust Indentures
76 sections.
SUBCHAPTER I — DOMESTIC SECURITIES 36 sections
- § 77a. — Short title
- § 77b. — Definitions; promotion of efficiency, competition, and capital formation
- § 77b–1. — Swap agreements
- § 77c. — Classes of securities under this subchapter
- § 77d. — Exempted transactions
- § 77d–1. — Requirements with respect to certain small transactions
- § 77e. — Prohibitions relating to interstate commerce and the mails
- § 77f. — Registration of securities
- § 77g. — Information required in registration statement
- § 77h. — Taking effect of registration statements and amendments thereto
- § 77h–1. — Cease-and-desist proceedings
- § 77i. — Court review of orders
- § 77j. — Information required in prospectus
- § 77k. — Civil liabilities on account of false registration statement
- § 77l. — Civil liabilities arising in connection with prospectuses and communications
- § 77m. — Limitation of actions
- § 77n. — Contrary stipulations void
- § 77o. — Liability of controlling persons
- § 77p. — Additional remedies; limitation on remedies
- § 77q. — Fraudulent interstate transactions
- § 77r. — Exemption from State regulation of securities offerings
- § 77r–1. — Preemption of State law
- § 77s. — Special powers of Commission
- § 77t. — Injunctions and prosecution of offenses
- § 77u. — Hearings by Commission
- § 77v. — Jurisdiction of offenses and suits
- § 77w. — Unlawful representations
- § 77x. — Penalties
- § 77y. — Jurisdiction of other Government agencies over securities
- § 77z. — Separability
- § 77z–1. — Private securities litigation
- § 77z–2. — Application of safe harbor for forward-looking statements
- § 77z–2a. — Conflicts of interest relating to certain securitizations
- § 77z–3. — General exemptive authority
- § 77z–4. — Data standards
- § 77aa. — Schedule of information required in registration statement
SUBCHAPTER II — FOREIGN SECURITIES 12 sections
- § 77bb. — “Corporation of Foreign Security Holders”; creation; principal office; branch offices
- § 77cc. — Directors of Corporation; appointment, term of office, and removal
- § 77dd. — Powers and duties of Corporation, generally
- § 77ee. — Directors of Corporation, powers and duties generally
- § 77ff. — Accounts and annual balance sheet of Corporation; audits
- § 77gg. — Annual report by Corporation; printing and distribution
- § 77hh. — Assessments by Corporation on holders of foreign securities
- § 77ii. — Subscriptions accepted by Corporation as loans; repayment
- § 77jj. — Loans to Corporation from Reconstruction Finance Corporation authorized
- § 77kk. — Representations by Corporation as acting for Department of State or United States forbidden; interference with foreign negotiations forbidden
- § 77ll. — Effective date of subchapter
- § 77mm. — Short title
SUBCHAPTER III — TRUST INDENTURES 28 sections
- § 77aaa. — Short title
- § 77bbb. — Necessity for regulation
- § 77ccc. — Definitions
- § 77ddd. — Exempted securities and transactions
- § 77eee. — Securities required to be registered under Securities Act
- § 77fff. — Securities not registered under Securities Act
- § 77ggg. — Qualification of indentures covering securities not required to be registered
- § 77hhh. — Integration of procedure with Securities Act and other Acts
- § 77iii. — Effective time of qualification
- § 77jjj. — Eligibility and disqualification of trustee
- § 77kkk. — Preferential collection of claims against obligor
- § 77lll. — Bondholders’ lists
- § 77mmm. — Reports by indenture trustee
- § 77nnn. — Reports by obligor; evidence of compliance with indenture provisions
- § 77ooo. — Duties and responsibility of the trustee
- § 77ppp. — Directions and waivers by bondholders; prohibition of impairment of holder’s right to payment; record date
- § 77qqq. — Special powers of trustee; duties of paying agents
- § 77rrr. — Effect of prescribed indenture provisions
- § 77sss. — Rules, regulations, and orders
- § 77ttt. — Hearings by Commission
- § 77uuu. — Special powers of the Commission
- § 77vvv. — Judicial review
- § 77www. — Liability for misleading statements
- § 77xxx. — Unlawful representations
- § 77yyy. — Penalties
- § 77zzz. — Effect on existing law
- § 77aaaa. — Contrary stipulations void
- § 77bbbb. — Separability